9.2.1. Hash Function Principles¶

Hashing generally takes records whose key values come from a large range and stores those records in a table with a relatively small number of slots. Collisions occur when two records hash to the same slot in the table. If we are careful—or lucky—when selecting a hash function, then the actual number of collisions will be few. Unfortunately, even under the best of circumstances, collisions are nearly unavoidable. To illustrate, consider a classroom full of students. What is the probability that some pair of students shares the same birthday (i.e., the same day of the year, not necessarily the same year)? If there are 23 students, then the odds are about even that two will share a birthday. This is despite the fact that there are 365 days in which students can have birthdays (ignoring leap years). On most days, no student in the class has a birthday. With more students, the probability of a shared birthday increases. The mapping of students to days based on their birthday is similar to assigning records to slots in a table (of size 365) using the birthday as a hash function. Note that this observation tells us nothing about which students share a birthday, or on which days of the year shared birthdays fall.

Try it for yourself. You can use the calculator to see the probability of a collision. The default values are set to show the number of people in a room such that the chance of a duplicate is just over 50%. But you can set any table size and any number of records to determine the probability of a collision under those conditions.

Use the calculator to answer the following questions.

To be practical, a database organized by hashing must store records in a hash table that is not so large that it wastes space. To balance time and space efficiency, this means that the hash table should be around half full. Because collisions are extremely likely to occur under these conditions (by chance, any record inserted into a table that is half full should have a collision half of the time), does this mean that we need not worry about how well a hash function does at avoiding collisions? Absolutely not. The difference between using a good hash function and a bad hash function makes a big difference in practice in the number of records that must be examined when searching or inserting to the table. Technically, any function that maps all possible key values to a slot in the hash table is a hash function. In the extreme case, even a function that maps all records to the same slot in the array is a hash function, but it does nothing to help us find records during a search operation.

We would like to pick a hash function that maps keys to slots in a way that makes each slot in the hash table have equal probablility of being filled for the actual set keys being used. Unfortunately, we normally have no control over the distribution of key values for the actual records in a given database or collection. So how well any particular hash function does depends on the actual distribution of the keys used within the allowable key range. In some cases, incoming data are well distributed across their key range. For example, if the input is a set of random numbers selected uniformly from the key range, any hash function that assigns the key range so that each slot in the hash table receives an equal share of the range will likely also distribute the input records uniformly within the table. However, in many applications the incoming records are highly clustered or otherwise poorly distributed. When input records are not well distributed throughout the key range it can be difficult to devise a hash function that does a good job of distributing the records throughout the table, especially if the input distribution is not known in advance.

There are many reasons why data values might be poorly distributed.

1. Natural frequency distributions tend to follow a common pattern where a few of the entities occur frequently while most entities occur relatively rarely. For example, consider the populations of the 100 largest cities in the United States. If you plot these populations on a numberline, most of them will be clustered toward the low side, with a few outliers on the high side. This is an example of a Zipf distribution. Viewed the other way, the home town for a given person is far more likely to be a particular large city than a particular small town.
2. Collected data are likely to be skewed in some way. Field samples might be rounded to, say, the nearest 5 (i.e., all numbers end in 5 or 0).
3. If the input is a collection of common English words, the beginning letter will be poorly distributed.

Note that for items 2 and 3 on this list, either high- or low-order bits of the key are poorly distributed.

When designing hash functions, we are generally faced with one of two situations:

1. We know nothing about the distribution of the incoming keys. In this case, we wish to select a hash function that evenly distributes the key range across the hash table, while avoiding obvious opportunities for clustering such as hash functions that are sensitive to the high- or low-order bits of the key value.
2. We know something about the distribution of the incoming keys. In this case, we should use a distribution-dependent hash function that avoids assigning clusters of related key values to the same hash table slot. For example, if hashing English words, we should not hash on the value of the first character because this is likely to be unevenly distributed.

In the next module, you will see several examples of hash functions that illustrate these points.